TARGETED ACTORS

We adopt an investigative approach and work hard to support a safer financial environment, free from unlawful behaviors.

Luckily, many market participants are willing to promote a regulated environment by whistleblowing when individuals, corporations or governmental financial institutions, act unlawfully.

For the public’s good, we call out the bad actors and help build the foundation for a safer and better regulated market.

Institutional & Retail investors

Accountants

Underwriters

Agency brokers

Investment managers

Issuers of securities

Securities firms

Financial institutions

Auditing firms

Credit rating agencies

Self-regulatory organizations

Other market participants